Fidelity Institutional Wealth Services TRADE EXECUTION CONFIRMATION
Conf. No: FIn2026n003826 | Date: March 10, 2026
Institutional Client Services | Wealth Management Platform
Q1 Maintenance Rebalance — 2026
Routine Drift Correction; Bucket Framework Maintenance — March 2026
Client Household: Alex & Sam Chen Confirmation No.: FIn2026n003826
(HH-CHEN-001)
Advisor: Morgan Park, CFP® Confirmation Date: March 10, 2026
(ADV-PARK-001) | Clearwater
Wealth Partners
Custodian: Fidelity Institutional Wealth Services Settlement Date: March 11, 2026
(CUST-FI-001)
Decision / Ref: MtgID-2026Q1-01 Document ID: DOC-TradeConf-2026Q1-001
Meeting Ref: MtgID-2026Q1-01 Confirmation Maintenance Rebalance
Type:
IPS Version: IPS-2025 (62/33/5 — Bucket Tax Year: 2026
Framework) — drift-band
maintenance
TRADE CONTEXT & RATIONALE
Routine Q1 maintenance rebalance under IPS-2025 bucket framework. Equity markets have performed well in early 2026; equity
sleeve drifted modestly above the 62% IPS-2025 target. UECIX and UECIY trimmed to fund Bucket 2 bond additions and top up
Bucket 1 STBIX. 529 plans receive annual contributions deployed at current prices. Portfolio governance remains stable; no IPS
changes anticipated. Alex age 42, Sam age 41; on track for GoalID-2016-01 retirement confidence of 89% (as of latest
planning model, MtgID-2026Q1-01).
TRADE EXECUTION DETAIL
Trade Actio Gross Comm/ Net Notes / Lot
Account / No. Settle Security CUSIP Quantity Price
Date n Amt Fee Amount Info
Equity drift
correction;
ACCT-TX01 LT gain
03/10/202 03/11/20 UECIX 67890A10 $17,100.0 ($17,100.
Z23n8472n91 SELL 150 $114.00 $0.00 Basis: Feb
6 26 US Equity Core Index Fund 0 0 00)
Joint Taxable Brokerage 2016 lot; basis
$40.00/sh; LT
gain $11,100
TLH alt trim;
LT gain
ACCT-TX01 UECIY Basis: Sep
03/10/202 03/11/20 67890A20 ($5,700.0
Z23n8472n91 SELL US Equity Core Index Fund 50 $114.00 $5,700.00 $0.00 2022 TLH lot;
6 26 0 0)
Joint Taxable Brokerage (Alt/TLH) basis
$64.00/sh; LT
gain $2,500
Fidelity Institutional Wealth Services | 245 Summer Street, Boston, MA 02210 | fidelityinstitutional.com
Page 1
Document Ref: DOC-TradeConf-2026Q1-001 | Household: HH-CHEN-001 | Custodian: CUST-FI-001 | Synthetic demo data only

Fidelity Institutional Wealth Services TRADE EXECUTION CONFIRMATION
Conf. No: FIn2026n003826 | Date: March 10, 2026
Institutional Client Services | Wealth Management Platform
Trade Actio Gross Comm/ Net Notes / Lot
Account / No. Settle Security CUSIP Quantity Price
Date n Amt Fee Amount Info
Intl equity
trim; LT gain
ACCT-TX01 IDEIX
03/10/202 03/11/20 45678A10 ($4,700.0 Basis: Feb
Z23n8472n91 SELL Intl Developed Equity Index 100 $47.00 $4,700.00 $0.00
6 26 0 0) 2016 lot; basis
Joint Taxable Brokerage Fund
$25.00/sh; LT
gain $2,200
Muni bond;
ACCT-TX01 Bucket 2
03/10/202 03/11/20 MUNIX 78901A10
Z23n8472n91 BUY 600 $10.20 $6,120.00 $0.00 $6,120.00 add
6 26 Municipal Bond Fund 0
Joint Taxable Brokerage Basis: New lot
$10.20/sh
ACCT-CASH Bucket 1
STBIX
Z23n8472n95 03/10/202 03/11/20 12345A10 top-up
BUY Short-Term Bond / Cash 600 $10.45 $6,270.00 $0.00 $6,270.00
Cash Management 6 26 0 Basis: New lot
Equiv Fund
Account $10.45/sh
Core bond in
IRA; Bucket
ACCT-IRA1
03/10/202 03/11/20 UCBIX 34567A10 2 add
Z23n8472n92 BUY 400 $10.10 $4,040.00 $0.00 $4,040.00
6 26 US Core Bond Index Fund 0 Basis: IRA
Alex Traditional IRA
new lot
$10.10/sh
529-A
(Maya): Q1
ACCT-529A 529-AGE-MOD contribution
03/10/202 03/11/20 999AGE1
Z23n8472n96 BUY 529 Age-Based Moderate 350 $13.10 $4,585.00 $0.00 $4,585.00 Basis: Add lot;
6 26 00
529 Plan — Maya Index Portfolio household
cash
contribution
529-B
(Eli): Q1
ACCT-529B 529-AGE-MOD contribution
03/10/202 03/11/20 999AGE1
Z23n8472n97 BUY 529 Age-Based Moderate 350 $13.10 $4,585.00 $0.00 $4,585.00 Basis: Add lot;
6 26 00
529 Plan — Eli Index Portfolio household
cash
contribution
TOTAL
S
Total Purchased: $25,600.00 (cid:127) Total Sold / Redeemed: $27,500.00
SETTLEMENT SUMMARY
Description Amount Settlement Date Direction
Total Purchased (BUY orders) $25,600.00 March 11, 2026 Debit
Total Proceeds (SELL orders) $27,500.00 March 11, 2026 Credit
Net Cash Flow $1,900.00 Credit
Fidelity Institutional Wealth Services | 245 Summer Street, Boston, MA 02210 | fidelityinstitutional.com
Page 2
Document Ref: DOC-TradeConf-2026Q1-001 | Household: HH-CHEN-001 | Custodian: CUST-FI-001 | Synthetic demo data only

Fidelity Institutional Wealth Services TRADE EXECUTION CONFIRMATION
Conf. No: FIn2026n003826 | Date: March 10, 2026
Institutional Client Services | Wealth Management Platform
TAX IMPACT NOTES
UECIX sell (150 shares): basis $40.00/sh (Feb 2016 lot); gain = ($114.00 - $40.00) × 150 = $11,100 LT. UECIY sell (50 shares):
basis $64.00/sh (Sep 2022 TLH lot); gain = ($114.00 - $64.00) × 50 = $2,500 LT. IDEIX sell (100 shares): basis $25.00/sh; gain =
($47.00 - $25.00) × 100 = $2,200 LT. Subtotal: $15,800 LT. 2026 estimated net cap gains ~$18,000 LT. No carryforward. Stable
year.
IMPORTANT: This Trade Execution Confirmation is a summary of executed orders processed through the Fidelity Institutional platform. All transactions are subject to
the terms and conditions of the applicable account agreement. Prices shown are execution prices; actual settlement may vary for equity securities by T+2. Tax
information is provided for planning reference only; clients should consult their tax advisor. This document is synthetic demo data generated for product demonstration
purposes and does not constitute an actual trade confirmation, investment advice, or tax advice.
Fidelity Institutional Wealth Services | 245 Summer Street, Boston, MA 02210 | fidelityinstitutional.com
Page 3
Document Ref: DOC-TradeConf-2026Q1-001 | Household: HH-CHEN-001 | Custodian: CUST-FI-001 | Synthetic demo data only
